Position statement
Posted: Jul 25, 2019
A joint statement with the Rosalind and Morris Goodman Family Pediatric Formulations Centre of the Centre Hospitalier Universitaire Ste-Justine. (See below for a list of all authors and endorsing organizations.)
Paediatr Child Health 2019 24(5):333–335 (Executive Summary)
In Canada, policies governing medication approval and reimbursement are based largely on adult standards, and the evaluation of new medicines employs adult return-on-investment benchmarks. Research funding for adult diseases is often prioritized over that for childhood illnesses. Canada lags other countries in implementing regulatory and research-related reforms that take the unique characteristics of children and youth into account. To ensure that children and youth have timely access to safe, effective medications, including child-friendly formulations, the federal government must pursue paediatric-focused reforms that consider their unique health needs throughout the drug life cycle. Regulatory reform must be guided by principles of fairness and equity, always recognizing that children deserve the same standards of drug safety, efficacy, availability, and access as adults. Paediatric experts must drive evidence-informed change within Health Canada, and across reimbursement agencies, through the establishment of a permanent, appropriately funded Expert Paediatric Advisory Board. Reforms must ensure the proactive collection and review of paediatric evidence and enable the application of paediatric-sensitive standards and benchmarks across all regulatory and reimbursement decision-making. Finally, the government must fully support evidence-informed paediatric prescribing and establish a stable, national infrastructure for paediatric drug research and clinical trials.
Keywords: Health Canada; Medications; Paediatric formulations; Paediatrics; Regulation; Research
Children have a right to receive the highest standards of health care, including optimal treatments for disease [1]. Yet children and youth continue to be under-represented in medication research [2][3], regulation, and commercial product development [4].
Policies governing the development, approval, and reimbursement of medicines are generally designed for adult populations and often neglect the unique characteristics of children and youth. Research funding for adult diseases tends to be prioritized over childhood illnesses because the capacity for, feasibility of, and expected commercial benefit from adult-focused research is presumed to be greater [5]-[7]. New medicines are often evaluated and brought to market based on principles of adult physiology and adult return-on-investment benchmarks, without consideration for the developing child [8]. Consequently, children’s health care lags that of adults, and Canada trails other developed nations in developing and providing access to safe, effective medications for young people [9].
Up to 80% of all medications currently prescribed in Canadian paediatric hospitals are administered ‘off-label’, meaning their use deviates from the dose, route of administration, patient age, or medical indications described in Health Canada-approved monographs [10]-[13]. Moreover, many commonly prescribed paediatric medications must be extemporaneously compounded, because child-friendly formulations (e.g., an oral liquid or low-dose mini-tablet) are not commercially available. Both off-label prescribing and compounding are associated with significant risk, including adverse reactions and efficacy concerns [14][15].
In a landmark report in 2014, the Standing Senate Committee on Social Affairs, Science and Technology [10] made the first significant effort to understand the extent and effect of off-label medication use in Canada, highlighting children as a vulnerable population. That same year, the Council of Canadian Academies published a multidisciplinary expert panel report exploring the state of pharmacotherapy for children in Canada [16]. They concluded that:
Canada’s federal government launched a significant review of existing regulatory policy in 2016 [17], focused on modernization. This commitment provides a unique occasion to rectify long-term, systemic shortcomings and to strengthen and streamline the safety and availability of paediatric medications for the future. To fully realize this opportunity, regulatory reform must be guided by fundamental health care values, including fairness and equity, to ensure that children and youth receive equitable consideration and attention. Expert paediatric leadership must drive evidence-informed change within Health Canada and across reimbursement decision-making bodies. Policies and processes must enhance paediatric data-gathering and utilization. Finally, the unique needs of children and youth must be considered throughout the drug life cycle. Children deserve the same high standards of drug safety, efficacy, availability, and access as adults.
Health Canada has exclusive authority to approve medications for sale in Canada [18]. Their mandate includes new chemical entities, review of products originating in other jurisdictions but new to the Canadian market, and new indications or formulations for medications already available in Canada. Strict, rigorous regulations ensure the safety and efficacy of medicines approved for sale, with a product label that accurately outlines appropriate use.
Similar to regulatory regimes in comparable international jurisdictions, the process of preparing a submission to Health Canada can be lengthy and expensive. Submissions require data summarizing clinical safety and efficacy in the target population, manufacturing process information, quality standards, and non-clinical studies that support safe human use [19]. Typically, a submission requires several large clinical trials (often multi-centre studies involving hundreds of patients), conducted in accordance with Good Clinical Practice standards established by the International Conference on Harmonization (ICH) [20], and using well defined, evidence-based end points. Health Canada may also request additional information that requires additional studies.
While such standards are in place to protect the health of all Canadians, current policies have unintended negative implications for children and youth. Current regulatory norms are based on available data for adult populations, which stem from large patient pools and a stable, well-funded clinical trial infrastructure. At present, parallel trials in paediatric populations may not be feasible, due to low disease prevalence (e.g., total patient numbers) or other systemic barriers to paediatric research. Policy reform and focused, sustained investment are needed to effectively overcome these barriers.
The financial and human resources required to prepare a submission to Health Canada are significant, and the financial benefits anticipated by manufacturers, given Canada’s small paediatric market, can discourage investment [21]. Perceived procedural complexity and the inherent uncertainty of success are additional disincentives. While some accommodations, incentives, and alternative pathways exist [22], they are limited in scope, poorly understood, and rarely used.
Most importantly, Health Canada does not require manufacturers to submit paediatric data unless a specific paediatric indication is being pursued. In stark contrast to leading international jurisdictions, Health Canada does not actively request paediatric evidence, even when use among children and youth can be readily anticipated, or when paediatric data exist and such data have been submitted to other foreign regulators. This passive standard can be considered regulatory neglect, leaving prescribers with limited options and uncertain of how best to modify adult medications to treat children and youth [23].
While estimates vary by jurisdiction, practice setting, and speciality, off-label prescribing for paediatric patients is high [24]-[26], particularly in infants [27], children receiving intensive care [28], and children being treated for mental illness [29]. While ‘off-label’ does not necessarily mean ‘off-evidence’ (which is often the case with adult patients), the relative lack of data supporting paediatric efficacy, dosing, and safety can lead to treatment failure, prescribing errors, and adverse events in children [30][31].
Given the cost, complexity, and uncertainty associated with current regulatory processes, there are tacit incentives to adhere to minimum requirements for file submissions. Because Health Canada does not require manufacturers to supply data supporting potential paediatric use unless a paediatric-specific indication is being pursued, omission is a manufacturer’s ‘path of least resistance’. Systemic barriers to commercializing new paediatric drugs or new indications for existing medications, even when they have been approved for paediatric use for decades in trusted markets elsewhere, are significant. The current framework fuels off-label prescribing and endangers children.
When a commercially available child-friendly formulation (e.g., an oral liquid) is not available, adult medications are often manipulated to achieve a desired dose or to ease administration, a process known as ‘compounding’. Pharmacy compounding is regulated by provincial/territorial pharmacy standards in Canada and is considered an essential practice [32]. Caregivers may also be advised by a health care provider to compound a medication at home to facilitate administration.
The prevalence of compounding for children in Canada is not precisely known, but it is believed that many of the 80% of all paediatric prescriptions that fall outside of regulatory approval are due to pharmacy compounding or modification by caregivers [16]. Quality controls for compounded products are weaker than for commercially prepared products [33]. Consequently, their stability, potency, uniformity, chemical purity, microbial sterility, and bioavailability are less certain, and significant concentration-related or dosing errors can occur [34]. Because compounded medicines often have an unpleasant taste [35], adherence can be a challenge. And importantly, the manipulation of prescribed but potentially hazardous substances, such as chemotherapeutic agents, can pose significant risk to both patients and family members.
In many cases, paediatric formulations that are commercially available in places like the US and EU are simply not marketed in Canada because of the complex and cumbersome regulatory and reimbursement environment, commercial limitations inherent to a small market, and existing practice norms. Medications for children in Canada deserve the same regulatory protections as medications for adults, and barriers to the commercialization of child-friendly formulations should be eliminated.
Under the current regulatory framework, a significant number of medications for rare diseases have not been (nor are likely to be) submitted for Health Canada approval. This gap has created a disproportionate dependency on the federally supported Special Access Programme (SAP), designed to facilitate access to essential medications not marketed in Canada. The SAP review process is cumbersome, time-consuming, case-based, and only accessible by patients for whom no other therapeutic option exists [36].
The evolution of new drug pricing practices has stimulated interest in regulatory approval for selected rare disease medications [37][38]. However, the unintended effects of approving new, sometimes costly medications to replace SAP-accessible options include flooding the market with therapeutics that, in some cases, cost much more but only confer marginal therapeutic benefit compared with older, less expensive products. Ensuring that new drug submissions are reviewed in accordance with current clinical care standards is essential to protect against predatory pricing or practices that have evolved in other jurisdictions. Integrating medication approvals with pricing processes is necessary to support and sustain Canada’s health system over the long term [39].
Regulatory approval by Health Canada does not guarantee eligibility for reimbursement under public (or private) drug plans. Public reimbursement status involves four independent steps:
This process is designed to optimize procurement controls and help sustain the public health system. However, the current, complex reimbursement assessment system often has the unintended consequence of jeopardizing access to medications and child-friendly formulations for Canadian children and youth. Their unique needs are not systematically considered, nor are paediatric-specific standards and benchmarks routinely employed.
No public reimbursement entity, at any government level, is required to consider the unique attributes of paediatric patients. HTA and pricing negotiations are based on approved indications, which often address the adult population exclusively. Their assessments rely on principles, benchmarks, and price-to-volume ratios based on adult norms, often involving large patient populations with common conditions. They do not usually consider characteristics specific to paediatric populations, which include limited labelling, small market size, lack of clinical and cost-effectiveness data needed to ensure reimbursement, the need for child-friendly formulations, and the shared social benefits of providing quality care for children [41]. Such factors can compromise paediatric-sensitive HTAs for all medications, but become more pronounced when evaluating medications for conditions that primarily or exclusively impact children.
Reforming the HTA and pricing processes in parallel with regulatory improvements will optimize health care and outcomes for paediatric patients.
Both the European Medicines Agency (EMA) and the United States Food and Drug Administration (FDA) are empowered to demand paediatric studies when a drug is likely to be used in children, and they receive funding to provide incentives for such work. Health Canada should have a comparable mandate [42].
In Europe, the Paediatric Regulation came into force in 2007, with the aim of increasing the development and availability of safe, effective medicines for children [43]. Central to this initiative is the Paediatric Investigation Plan (PIP) [44], a mandatory component for all drug submissions to provide paediatric data in support of paediatric indications when use in children can reasonably be expected. The PIP requirement applies to new drug submissions and those for new indications, formulations, or routes of administration. For new chemical entities, the PIP is negotiated early (Phase 1 or 2) in the development of a product. For existing entities, a PIP is negotiated as soon as any new indication or dosage is sought. For products with no foreseeable paediatric use (e.g., medications for senile dementia), a formal waiver must be granted [44]. The standing Paediatric Committee (PDCO), a scientific committee responsible for coordinating EMA activities around paediatric medicines, reviews and approves each PIP, and determines the studies to be conducted as part of the proposal. PIP requirements are binding on the manufacturer [44][45].
The US FDA supports a standing Pediatric Review Committee (PeRC) charged with co-ordinating activities related to the development of safe, effective medicines for children [46]. The PeRC is granted authorities through:
At present, the US is pursuing legislation to expand requirements for assessing medication use in paediatric populations, especially for medications used to treat paediatric cancer patients [48]. This landmark work shows how government regulations can ensure safer, more effective paediatric medications.
Fundamental to both the EU and US frameworks are close, coordinated, relationships among regulators, research funders, clinical leaders, and industry [49]. At the centre of each model is a standing committee of paediatric experts, mandated to lead and oversee process, foster stakeholder relationships, and drive change. Central to their effectiveness is a proactive paediatric data-gathering approach to support appropriate labelling, indications, and formulations [51]-[53].
The federal government should establish a permanent, dedicated, appropriately funded Expert Paediatric Advisory Board (‘EPAB’) to review, guide, and co-ordinate activities related to paediatric medication approvals, associated clinical research, and reimbursement activities (Figure 1). The EPAB would:
The EPAB should be established at the portfolio level and report directly to both the Minister and Deputy Minister of Health. The Board should include leadership from clinical, academic and administrative domains, with capacity to rapidly assemble ad hoc expert panels when specific questions arise. Public, parent, and patient engagement should be deliberate to assist with both priority-setting and decision-making. Deliberations must be transparent, with an online annual report showing progress toward specific goals and measurable objectives.
Regulatory processes must be reformed to better integrate approval, HTA, and pricing processes.
To that end, Health Canada should:
Clear, paediatrics-specific guidance on regulatory and reimbursement processes must be disseminated to all stakeholders. Along with appropriate HTA review, these reforms will lower barriers, costs, and uncertainty, and draw more paediatric submissions to Canada.
The 2014 Protecting Canadians from Unsafe Drugs Act (Bill C-17: “Vanessa’s Law”) introduced amendments to the Food and Drugs Act that enhance medication safety by strengthening oversight throughout the drug life cycle, improving reporting systems for adverse events, and increasing transparency [55]. Regulatory proposals associated with Bill C-17 have been slow to emerge, but key reforms must include empowering the Minister of Health to:
These powers align with key initiatives designed to improve access to safe, effective paediatric medications and should be leveraged appropriately.
Efforts to modernize and streamline regulatory processes will remain limited unless the HTA agencies also embrace parallel reforms. Reform-related activities should be guided by paediatric experts who also advise and liaise with federal pricing bodies. This role best belongs to the EPAB, who would be mandated with aligning regulatory, HTA, and reimbursement policy standards and processes. Their specific objectives are to:
The goal of making child-friendly formulations commercially available for all paediatric patients requires investment in the development of new products [57] as well as the development of novel delivery methods (e.g., fast-dissolving tablets or mini-tablets). Such innovations will allow for safer, more accurate, and more acceptable drug administration for children.
Health Canada should ensure that children in Canada gain access to the same safe, effective commercial formulations that are already available in trusted jurisdictions, such as the US and EU. Accessibility requires a Canadian regulatory system that prioritizes review, data from foreign regulators, and paediatric-sensitive reimbursement pathways.
At present, many product monographs are outdated, and industry is neither compelled nor incentivized to update them [58]. While prescribers and dispensers have a variety of tools to guide both on- and off-label prescribing (e.g., the Compendium of Pharmaceuticals and Specialities, hospital-based formularies, clinical practice guidelines, and proprietary subscription services), there is no single, evidence-informed, continuously updated, freely accessible resource to guide medication-related decision-making for paediatric patients.
A national online reference for paediatric medicines and compounding standards is needed to reduce variation in treatment, ensure optimal prescribing for common conditions, and share knowledge of best practices in emerging therapies for rare diseases and other clinical conditions [59]. This resource should also enable real-time reporting of adverse events associated with both commercially available and compounded medications. Reporting trends should prompt an examination by experts of post-market data concerning on- and off-label uses for medications in question. This function would facilitate collection of real-world evidence [60] and support evaluation of medicines throughout their life cycle.
Based on their experience in developing drug and therapeutic resources, the Canadian Pharmacists Association, in conjunction with the Paediatric Chairs of Canada, should lead efforts to create this resource, with funding from Health Canada.
Future federal research budgets should include dedicated portfolios for paediatric drug research proportionate to population size and reflective of the anticipated returns on investment from child-focused inquiry [61]. For diseases that impact children primarily or exclusively (e.g., certain inherited neuromuscular disease), or present uniquely in childhood (e.g., systemic inflammatory conditions), improving outcomes in young people is the most cost-effective path to a healthier adult population.
Canada is a recognized leader in clinical pharmacology, paediatric clinical drug trial design, and population health services. Co-ordinated efforts are necessary to sustain existing research programs, translate innovative methods across research domains, and ensure that advances in trial design and network development are understood and applied by regulatory and reimbursement bodies.
To enhance research efficiency, barriers to conducting paediatric clinical trials should be removed. Other efficiencies include reducing unnecessary duplication among research ethics board reviews, enhancing research sharing platforms, and establishing standards to improve data pooling and comparison. Health Canada should remove obstacles associated with studies using current standard-of-care medications by actively re-labelling off-label drugs that are foundational to paediatric clinical trials. With organized, sustained investment in national paediatric clinical trials infrastructure, such as that being forged by the Maternal Infant Child and Youth Research Network (MICYRN), Canada can become a world leader in paediatric research, and attract both commercially led clinical investigations and large-scale private-public partnerships.
To ensure access to safe, effective medications for children and youth, Canada’s Minister of Health should:
Acknowledgements: For their thoughtful contributions and careful review, we wish to thank Dr. Mike Dickinson, Ms. Tammy Clifford and Ms. Anne Tomalin. For critical appraisal and important additions, we also wish to thank Dr. Jim Whitlock and Ms. Kathy Brodeur-Robb.
List of endorsing organizations: | |
Goodman Pediatric Formulations Centre |
Canadian Society of Pharmacology and Therapeutics |
Charlotte Moore Hepburn1, Andrea Gilpin2, Julie Autmizguine, Avram Denburg, Denburg, L. Lee Dupuis, Yaron Finkelstein, Emily Gruenwoldt, Shinya Ito, Geert ‘t Jong, Thierry Lacaze-Masmonteil, Deborah Levy, Stuart MacLeod, Steven P. Miller, Martin Offringa, Maury Pinsk, Barry Power, Michael Rieder, Catherine Litalien2
1Canadian Paediatric Society, Ottawa, Ontario; 2The Rosalind and Morris Goodman Family Pediatric Formulations Centre of the Centre Hospitalier Universitaire Ste-Justine, Montréal, Quebec
Disclaimer: The recommendations in this position statement do not indicate an exclusive course of treatment or procedure to be followed. Variations, taking into account individual circumstances, may be appropriate. Internet addresses are current at time of publication.
Last updated: Nov 15, 2020